Filing Details

Accession Number:
0001493152-21-013938
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-09 18:59:29
Reporting Period:
2021-06-09
Accepted Time:
2021-06-09 18:59:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1106838 Sonnet Biotherapeutics Holdings Inc. SONN Pharmaceutical Preparations (2834) 522102141
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664386 Pankaj Mohan C/O Sonnet Biotherapeutics Holdings, Inc
100 Overlook Center
Princeton NJ 08540
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-09 4,000 $1.55 326,266 No 4 P Direct
Common Stock Acquisiton 2021-06-09 28,000 $1.55 354,266 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,992 Indirect By Child
Common Stock 930,705 Indirect By Mohan Family Office
Footnotes
  1. Includes unvested RSUs.
  2. Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.