Filing Details

Accession Number:
0001001250-21-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-09 16:54:48
Reporting Period:
2021-06-07
Accepted Time:
2021-06-09 16:54:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008090 Aerin Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
No No Yes No
1142219 4/24/00 U/A/D Trust Lauder Aerin Zinterhofer C/O Richard D. Parsons
Providence Equity, 31 W. 52Nd St.,
New York NY 10019
No No Yes No
1492867 Agreement Trust Descendants 2008 Zinterhofer The Of 2 Article Under Trust C/O Aerin Lauder
767 Fifth Avenue
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-07 675,000 $0.00 675,000 No 4 C Direct
Class A Common Stock Disposition 2021-06-08 64,021 $300.72 610,979 No 4 S Direct
Class A Common Stock Disposition 2021-06-08 80,093 $301.51 530,886 No 4 S Direct
Class A Common Stock Disposition 2021-06-08 11,345 $302.52 519,541 No 4 S Direct
Class A Common Stock Disposition 2021-06-08 14,541 $303.64 505,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-06-07 675,000 $0.00 675,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,708,916 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,692 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,675,000 1,675,000 Direct
Class A Common Stock Class B Common Stock $0.00 4,910,594 4,910,594 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,675,000 1,675,000 Direct
4,910,594 4,910,594 Direct
Footnotes
  1. Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  2. Owned by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 (the "ALZ 2000 Trust") directly; owned indirectly by Aerin Lauder as Grantor and beneficial owner of the ALZ 2000 Trust.
  3. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Sales prices range from $300.00 to $300.99 per share, inclusive.
  5. Sales prices range from $301.00 to $301.95 per share, inclusive.
  6. Sales prices range from $302.00 to $302.91 per share, inclusive.
  7. Sales prices range from $303.18 to $304.13 per share, inclusive.
  8. Owned directly by Aerin Lauder.
  9. Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer and Jane Lauder as trustees of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities. Jane Lauder disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.