Filing Details
- Accession Number:
- 0001104659-21-078411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-08 20:56:23
- Reporting Period:
- 2021-06-07
- Accepted Time:
- 2021-06-08 20:56:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297184 | Amphastar Pharmaceuticals Inc. | AMPH | Pharmaceutical Preparations (2834) | 330702205 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379941 | Howard Lee | C/O Amphastar Pharmaceuticals, Inc. 11570 6Th Street Rancho Cucamonga CA 91730 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-07 | 7,827 | $16.43 | 140,741 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-07 | 7,827 | $19.28 | 132,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-07 | 6,019 | $0.00 | 138,933 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-06-08 | 8,000 | $16.43 | 146,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-08 | 8,000 | $19.31 | 138,933 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-07 | 7,827 | $0.00 | 7,827 | $16.43 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2021-06-07 | 17,182 | $0.00 | 17,182 | $19.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-08 | 8,000 | $0.00 | 8,000 | $16.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2021-06-09 | No | 4 | D | Direct | |
| 17,182 | 2029-06-07 | No | 4 | A | Direct | |
| 0 | 2021-06-09 | No | 4 | D | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.40 shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- The reported shares are represented by restricted stock units, or RSUs, all of which vest on June 7, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.353, inclusive.
- Shares subject to the option are fully vested and immediately exercisable.
- All of the shares subject to the option vest on June 7, 2022.
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