Filing Details

Accession Number:
0000899243-21-022654
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-08 20:00:23
Reporting Period:
2021-06-04
Accepted Time:
2021-06-08 20:00:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644406 Hostess Brands Inc. TWNK Bakery Products (2050) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688074 Wilson Andrew Jacobs C/O Hostess Brands, Inc.
7905 Quivira Road
Lenexa KS 66215
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-04 15,000 $13.95 103,250 No 4 M Direct
Class A Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-04 78,749 $15.78 181,999 No 4 M Direct
Class A Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-04 70,201 $11.35 252,200 No 4 M Direct
Class A Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-06-04 19,163 $13.90 271,363 No 4 M Direct
Class A Common Stock, Par Value $0.0001 Per Share Disposition 2021-06-04 166,797 $15.96 104,566 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options Disposition 2021-06-04 15,000 $0.00 15,000 $13.95
Class A Common Stock Stock Options Disposition 2021-06-04 78,749 $0.00 78,749 $15.78
Class A Common Stock Stock Options Disposition 2021-06-04 70,201 $0.00 70,201 $11.35
Class A Common Stock Stock Options Disposition 2021-06-04 19,163 $0.00 19,163 $13.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2027-12-06 No 4 M Direct
0 2027-03-22 No 4 M Direct
35,101 2029-01-10 No 4 M Direct
38,328 2030-01-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 72,755 Direct
Footnotes
  1. Reflects the weighted average price of sales on June 4, 2021. The shares were sold in multiple transactions at prices ranging from $15.90 to $16.12, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria.
  3. Such options vested in equal or nearly equal installments on December 6 of each of 2018, 2019, and 2020 and became exercisable upon vesting. The remaining stock options will vest on December 6, 2021.
  4. All of such options vested in equal or nearly equal installments on November 4, 2017, 2018, 2019 and 2020 and became exercisable upon vesting.
  5. Such options vested in equal or nearly equal installments on January 11 of each of 2020 and 2021 and became exercisable upon vesting. The remaining stock options will vest on January 11, 2022.
  6. Such options vested and became exercisable on January 21, 2021. The remaining stock options will vest in equal or nearly equal installments on January 11 of each of 2022 and 2023.