Filing Details
- Accession Number:
- 0001421517-21-000070
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-06-08 17:39:43
- Reporting Period:
- 2019-04-09
- Accepted Time:
- 2021-06-08 17:39:43
- Original Submission Date:
- 2019-04-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668422 | Rodney Clemente | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Svp, Water | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-04-09 | 229 | $9.19 | 45,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-09 | 100 | $9.37 | 45,505 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.
- Correction of reported shares sold due to administrative error. Original amount of sale of common shares reported on April 9, 2019, as amended on May 13, 2019, of 229 shares was incorrectly reported as 292 shares.
- Correction of common stock share amount due to administrative error.
- Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
Billionaire Hedge Funds
