Filing Details

Accession Number:
0001209191-21-038965
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-08 17:00:15
Reporting Period:
2021-06-04
Accepted Time:
2021-06-08 17:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-04 31,286 $0.00 904,168 No 4 C Direct
Class A Common Stock Acquisiton 2021-06-04 68,714 $0.64 972,882 No 4 M Direct
Class A Common Stock Disposition 2021-06-04 50,000 $28.75 922,882 No 4 S Direct
Class A Common Stock Disposition 2021-06-04 50,000 $28.22 872,882 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2021-06-04 31,286 $0.00 31,286 $0.64
Class A Common Stock Class B Common Stock Acquisiton 2021-06-04 31,286 $0.00 31,286 $0.64
Class A Common Stock Class B Common Stock Disposition 2021-06-04 31,286 $0.00 31,286 $0.00
Class A Common Stock Stock Option (right to buy) Disposition 2021-06-04 68,714 $0.00 68,714 $0.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,866 2014-04-08 2023-05-01 No 4 M Direct
31,286 No 4 M Direct
0 No 4 C Direct
534,548 2014-09-18 2023-09-18 No 4 M Direct
Footnotes
  1. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $29.02, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Includes 452,447 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.