Filing Details

Accession Number:
0001288469-21-000181
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-08 16:16:56
Reporting Period:
2021-06-07
Accepted Time:
2021-06-08 16:16:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642366 James Lougheed C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-07 19,622 $13.61 105,662 No 4 M Direct
Common Stock Disposition 2021-06-07 19,622 $37.72 86,040 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-06-07 15,836 $0.00 15,836 $13.61
Common Stock Stock Option (right to buy) Disposition 2021-06-07 3,786 $0.00 3,786 $13.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-05-02 No 4 M Direct
0 2023-05-02 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 19,622 shares sold in the price range of $37.615 to $37.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on June 2, 2017 (the "Vesting Commencement Date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
  3. Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one fifth (1/5th) of the shares subject to the option shall vest and become exercisable on January 2, 2020 (the "Vesting Commencement Date), and one fifth (1/5th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.