Home > Insider Trading > Filing (0001562180-21-004099)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489393	Lyondellbasell Industries N.v.	LYB	Industrial Organic Chemicals (2860)	980646235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1500293	V. Bhavesh Patel	4Th Floor One Vine Street London X0 W1J 0AH	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Ordinary Shares	Acquisiton	2021-06-03	600	$76.15	188,100	No	4	M	Direct
Class A Ordinary Shares	Disposition	2021-06-03	600	$118.00	187,500	No	4	S	Direct
Class A Ordinary Shares	Acquisiton	2021-06-03	806	$85.80	188,306	No	4	M	Direct
Class A Ordinary Shares	Disposition	2021-06-03	806	$118.00	187,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	Stock Options (Right to Buy)	Disposition	2021-06-03	806	$0.00	806	$85.80
Class A Ordinary Shares	Stock Options (Right to Buy)	Disposition	2021-06-03	600	$0.00	600	$76.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-02-20	No	4	M	Direct
0		2025-01-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Ordinary Shares	207,375	Indirect	By Family Trust

Footnotes

The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2021.
Includes 101,480 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022; 35,431 granted on February 20, 2020 that vest on February 20, 2023 and 31,267 granted on February 25, 2021 that vest on February 25, 2024.
This transaction was executed in multiple trades at prices ranging from $118.00 to $118.015. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2014.
Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 22,706 vested on January 12, 2016, 34,059 vested on January 12, 2017, 56,765 vested on January 12, 2018, 56,764 vested on January 12, 2019 and 56,764 vested on January 12, 2020.