Filing Details
- Accession Number:
- 0001567619-21-011770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-07 16:19:33
- Reporting Period:
- 2021-06-04
- Accepted Time:
- 2021-06-07 16:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Beauty Inc. | ULTA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340358 | N Mary Dillon | 1000 Remington Blvd., Suite 120 Bolingbrook IL 60440 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-04 | 50,000 | $164.06 | 97,169 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-04 | 9,158 | $191.76 | 106,327 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-04 | 22,505 | $204.27 | 128,832 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-04 | 4,628 | $324.03 | 124,204 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-04 | 33,892 | $325.02 | 90,312 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-04 | 28,103 | $325.84 | 62,209 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-04 | 13,350 | $326.74 | 48,859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-04 | 1,690 | $327.54 | 47,169 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-04 | 50,000 | $0.00 | 50,000 | $164.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-04 | 9,158 | $0.00 | 9,158 | $191.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-04 | 22,505 | $0.00 | 22,505 | $204.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-09-15 | No | 4 | M | Direct | |
| 0 | 2026-03-25 | No | 4 | M | Direct | |
| 11,253 | 2028-03-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 77,200 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $323.35 to $324.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $324.35 to $325.335. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $325.35 to $326.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $326.36 to $327.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $327.37 to $327.73. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.
- The options vested 25% on 9/15/2018 and on each anniversary date thereafter.
- The options vested 25% on 3/15/2017 and on each anniversary date thereafter.
- The options vested 25% on 3/15/2019 and on each anniversary date thereafter.
Billionaire Hedge Funds
