Filing Details
- Accession Number:
- 0001562180-21-004085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-04 20:00:29
- Reporting Period:
- 2021-06-03
- Accepted Time:
- 2021-06-04 20:00:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707468 | Cindy Verity | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Evp, Head Of Cash Management | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-03 | 5,273 | $7.10 | 27,595 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-03 | 30,000 | $6.24 | 57,595 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-03 | 5,464 | $6.18 | 63,059 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-03 | 21,642 | $6.77 | 84,701 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-03 | 9,110 | $8.15 | 93,811 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-03 | 71,489 | $8.77 | 22,322 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2021-06-03 | 9,110 | $0.00 | 9,110 | $8.15 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-06-03 | 5,273 | $0.00 | 5,273 | $7.10 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-06-03 | 21,642 | $0.00 | 21,642 | $6.77 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-06-03 | 30,000 | $0.00 | 30,000 | $6.24 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-06-03 | 5,464 | $0.00 | 5,464 | $6.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,379 | 2028-02-21 | No | 4 | M | Direct | |
| 57,106 | 2025-02-17 | No | 4 | M | Direct | |
| 35,464 | 2026-02-16 | No | 4 | M | Direct | |
| 5,464 | 2023-09-03 | No | 4 | M | Direct | |
| 0 | 2024-03-07 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Options have fully vested.
Billionaire Hedge Funds
