Filing Details

Accession Number:
0001607062-21-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-04 17:12:28
Reporting Period:
2021-05-10
Accepted Time:
2021-06-04 17:12:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811109 Applied Uv Inc. AUVI Electric Lighting & Wiring Equipment (3640) 844373308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1824664 Max Munn 150 N. Macquesten Parkway
Mount Vernon NY 10550
President No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-10 5,000 $8.73 5,005,000 No 4 P Direct
Common Stock Acquisiton 2021-05-18 5,000 $7.23 5,010,000 No 4 P Direct
Common Stock Disposition 2021-05-20 6,000 $7.42 5,004,000 No 4 S Direct
Common Stock Disposition 2021-05-28 4,000 $8.38 5,000,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. 5,000,000 shares are held by Max Munn indirectly the The Munn Family 2020 Irrevocable Trust in which his spouse is the Trustee.