Filing Details
- Accession Number:
- 0001127602-21-019268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-04 16:28:33
- Reporting Period:
- 2021-06-03
- Accepted Time:
- 2021-06-04 16:28:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 833444 | Johnson Controls International Plc | JCI | Services-Miscellaneous Business Services (7380) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403297 | George Oliver | 5757 N. Green Bay Avenue Milwaukee WI 53209 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-06-03 | 176,718 | $26.19 | 1,315,351 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-03 | 36 | $26.19 | 1,315,387 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-06-03 | 150,490 | $66.31 | 1,164,897 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-06-03 | 26,264 | $66.62 | 1,138,633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2021-06-03 | 176,718 | $0.00 | 176,718 | $26.19 |
| Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2021-06-03 | 36 | $0.00 | 36 | $26.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-19 | No | 4 | M | Direct | |
| 353,506 | 2022-11-19 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.61 to $66.60 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.61 to $66.71 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
- Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
Billionaire Hedge Funds
