Filing Details

Accession Number:
0001578563-21-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-04 16:11:10
Reporting Period:
2021-06-02
Accepted Time:
2021-06-04 16:11:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1753162 Fathom Holdings Inc. FTHM Real Estate Agents & Managers (For Others) (6531) 821518164
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817271 Marco Fregenal C/O Fathom Holdings Inc.
2000 Regency Parkway Drive, Suite 300
Cary NC 27518
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-02 7,469 $33.09 1,305,050 No 4 S Direct
Common Stock Disposition 2021-06-02 600 $31.10 1,304,450 No 4 S Direct
Common Stock Disposition 2021-06-03 4,003 $32.28 1,300,447 No 4 S Direct
Common Stock Disposition 2021-06-03 100 $33.10 1,300,347 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 329 Indirect See footnote 6
Common Stock 150,000 Indirect By: Fregenal 2020 Irrevocable Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021.
  2. The reported securities were sold in multiple transactions at prices ranging from $32.10 to $33.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
  4. The reported securities were sold in multiple transactions at prices ranging from $33.10 to $33.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. The reported securities were sold in multiple transactions at prices ranging from $32.01 to $32.51. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  6. These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
  7. These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.