Filing Details

Accession Number:
0001062993-21-005353
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-03 17:31:45
Reporting Period:
2021-06-01
Accepted Time:
2021-06-03 17:31:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1742927 Reviva Pharmaceuticals Holdings Inc. RVPH () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015823 Parag Saxena C/O Vedanta Management Lp
250 West 55Th Street, Suite 13D
New York NY 10019
Yes No Yes No
1502216 Vedanta Partners, Llc C/O Vedanta Management Lp
250 West 55Th Street, Suite 13D
New York NY 10019
No No Yes No
1502222 Vedanta Associates, L.p. C/O Vedanta Management Lp
250 West 55Th Street, Suite 13D
New York NY 10019
No No Yes No
1614642 Beta Operators Fund, L.p. C/O Vedanta Management Lp
250 West 55Th Street, Suite 13D
New York NY 10019
No No Yes No
1865703 Vedanta Associates-R, Lp C/O Vedanta Management Lp
250 West 55Th Street, Suite 13D
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-01 931,000 $3.75 931,000 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2021-06-01 399,000 $3.75 399,000 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2021-06-01 931,000 $0.00 698,250 $4.13
Common Stock Warrants (right to buy) Acquisiton 2021-06-01 399,000 $0.00 299,250 $4.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
931,000 2021-06-01 2026-06-01 No 4 P Indirect
399,000 2021-06-01 2026-06-01 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,539 Indirect See Footnotes
Common Stock 871,337 Indirect See Footnote
Footnotes
  1. The securities were purchased as a unit, with each unit consisting of one share of common stock and one warrant exercisable for 0.75 shares of common stock. The purchase price of each unit was $3.75 per share.
  2. Held directly by Vedanta Associates-R, L.P. ("Vedanta Associates-R"). Vedanta Partners, LLC ("Vedanta Partners") is the general partner of Vedanta Associates-R, and Parag Saxena is the majority member of Vedanta Partners.
  3. Held directly by Beta Operators Fund, L.P. ("Beta Operators Fund"). Vedanta Associates, L.P. ("Vedanta Associates") is the general partner of Beta Operators Fund. Vedanta Partners is the general partner of Vedanta Associates, and Parag Saxena is the majority member of Vedanta Partners.
  4. Held directly by Vedanta Associates. Vedanta Partners is the general partner of Vedanta Associates, and Parag Saxena is the majority member of Vedanta Partners.
  5. Held directly by Mr. Saxena.
  6. Each of Vedanta Partners and Mr. Saxena disclaim beneficial ownership of the securities reported on this Form 4, except to the extent of any pecuniary interest therein.
  7. Each of Vedanta Associates, Vedanta Partners and Mr. Saxena disclaim beneficial ownership of the securities reported on this Form 4, except to the extent of any pecuniary interest therein.