Filing Details
- Accession Number:
- 0001193805-21-000800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-03 17:04:17
- Reporting Period:
- 2021-06-01
- Accepted Time:
- 2021-06-03 17:04:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1850906 | Singular Genomics Systems Inc. | OMIC | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1009258 | Deerfield Management Company, L.p. (Series C) | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1010823 | L.p. Mgmt Deerfield | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1301041 | Deerfield Partners, L.p. | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1352546 | E James Flynn | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1680307 | Deerfield Private Design Fund Iv, L.p. | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes | |
| 1713467 | Deerfield Mgmt Iv, L.p. | 345 Park Avenue South, 12Th Floor New York NY 10010 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-01 | 6,457,723 | $0.00 | 6,457,723 | No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| Common Stock | Acquisiton | 2021-06-01 | 577,148 | $17.60 | 7,034,871 | No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| Common Stock | Acquisiton | 2021-06-01 | 577,148 | $17.60 | 577,148 | No | 4 | C | Indirect | Through Deerfield Partners, L.P. |
| Common Stock | Acquisiton | 2021-06-01 | 450,000 | $22.00 | 7,484,871 | No | 4 | P | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| Common Stock | Acquisiton | 2021-06-01 | 1,050,000 | $22.00 | 1,627,148 | No | 4 | P | Indirect | Through Deerfield Partners, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| No | 4 | C | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| No | 4 | C | Indirect | Through Deerfield Partners, L.P. |
| No | 4 | P | Indirect | Through Deerfield Private Design Fund IV, L.P. |
| No | 4 | P | Indirect | Through Deerfield Partners, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | Disposition | 2021-06-01 | 6,457,723 | $0.00 | 6,457,723 | $0.00 |
| Common Stock | 6% Convertible Note due 2023 | Disposition | 2021-06-01 | 0 | $0.00 | 577,148 | $17.60 |
| Common Stock | 6% Convertible Note due 2023 | Disposition | 2021-06-01 | 0 | $0.00 | 577,148 | $17.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $0.63 | 2021-03-19 | 2030-03-18 | 30,000 | 30,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-03-18 | 30,000 | 30,000 | Indirect |
Footnotes
- Each share of Series B Preferred Stock automatically converted into one share of the Issuer's common stock upon the closing of the Issuer's initial public offering.
- The 6% Convertible Note due 2023 held by Deerfield Private Design Fund IV, L.P. ("Fund IV") automatically converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering.
- The 6% Convertible Note due 2023 held by Deerfield Partners, L.P. ("Deerfield Partners") automatically converted into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering.
- No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
- The option granted to Andrew ElBardissi and reported herein is held for the benefit, and at the direction, of Deerfield Management Company, L.P. ("Deerfield Management").
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt IV, L.P. is the general partner of Fund IV. Deerfield Mgmt, L.P. is the general partner of Deerfield Partners (collectively with Fund IV, the "Funds"). Deerfield Management is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt IV, L.P., Deerfield Mgmt, L.P. and Deerfield Management.
- In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Billionaire Hedge Funds
