Filing Details

Accession Number:
0001415889-21-002779
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-03 15:59:37
Reporting Period:
2021-06-02
Accepted Time:
2021-06-03 15:59:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1811748 Edward Stephen Guthrie C/O Hawthorn Bancshares, Inc.
132 East High Street, Po Box 688
Jefferson City MO 65102
Senior Vp And Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-01 1,715 $23.90 6,835 No 4 P Indirect Trust
Common Stock Acquisiton 2021-06-02 1,285 $23.90 8,120 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
No 4 P Indirect Trust
Footnotes
  1. The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
  2. Includes shares acquired since last report pursuant to Company profit sharing trust.