Filing Details
- Accession Number:
- 0001213900-21-030622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-02 18:05:42
- Reporting Period:
- 2021-05-28
- Accepted Time:
- 2021-06-02 18:05:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1136368 | Howard Weitzman | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-28 | 2,746 | $0.00 | 47,144 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-05-28 | 10,973 | $73.86 | 36,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-02 | 4,530 | $74.18 | 31,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,500 | Indirect | See Footnote |
Footnotes
- Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.
- Held by self-directed 401(k) Plan.
Billionaire Hedge Funds
