Filing Details

Accession Number:
0000899243-21-021571
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-02 17:12:19
Reporting Period:
2021-06-01
Accepted Time:
2021-06-02 17:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1845337 Day One Biopharmaceuticals Inc. DAWN () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712417 L.p. Xi Canaan 285 Riverside Avenue, Suite 250
Westport CT 06880
No No Yes No
1850694 Canaan Partners Xi Llc 285 Riverside Avenue, Suite 250
Westport CT 06880
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-01 7,328,497 $0.00 10,574,366 No 4 C Direct
Common Stock Acquisiton 2021-06-01 148,279 $0.00 10,722,645 No 4 C Direct
Common Stock Acquisiton 2021-06-01 13,000 $16.00 10,735,645 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-06-01 7,328,497 $0.00 7,328,497 $0.00
Common Stock Series B Preferred Stock Disposition 2021-06-01 148,279 $0.00 148,279 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Series A Preferred Stock, which had no expiration date, automatically converted into one share of the Issuer's Common Stock at the close of the Issuer's initial public offering, for no additional consideration.
  2. These shares are held directly by Canaan XI L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners XI LLC ("Canaan XI", and together with the Canaan Fund, the "Canaan Entities"), and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan XI, collectively. Canaan XI disclaims Section 16 beneficial ownership of the securities held by the Canaan Fund, except to the extent of its pecuniary interest therein, if any.
  3. Each share of the Issuer's Series B Preferred Stock, which had no expiration date, automatically converted into one share of the Issuer's Common Stock at the close of the Issuer's initial public offering, for no additional consideration.