Filing Details

Accession Number:
0001743936-21-000005
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-06-01 16:22:17
Reporting Period:
2021-05-21
Accepted Time:
2021-06-01 16:22:17
Original Submission Date:
2021-05-21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688757 Establishment Labs Holdings Inc. ESTA Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 981436377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1743936 Roberto Mezerville De C/O Motiva Usa Llc
16192 Coastal Highway
Lewes DE 19958
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2021-05-21 1,336 $74.73 110,574 No 4 S Direct
Common Shares Disposition 2021-05-21 2,524 $75.43 108,050 No 4 S Direct
Common Shares Disposition 2021-05-21 206 $76.01 107,844 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. This transaction was executed in multiple trades at prices ranging from $74.13 to $74.99 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. This transaction was executed in multiple trades at prices ranging from $76.00 to $76.02 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.