Home > Insider Trading > Filing (0000807249-21-000100)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1060349	Gamco Investors Inc. Et Al	GBL	Security Brokers, Dealers & Flotation Companies (6211)	134007862

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580	Chairman & Ceo	No	No	No	No
1238894	Ggcp, Inc.	189 Mason Street Greenwich CT 06830		No	No	No	No
1493460	Ggcp Holdings Llc	189 Mason Street Greenwich CT 06830		No	No	No	No
1642122	Associated Capital Group, Inc.	191 Mason Street Greenwich CT 06830		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-05-28	3,302	$27.21	1,713,690	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.