Filing Details

Accession Number:
0001209191-21-036624
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-28 18:00:27
Reporting Period:
2021-05-27
Accepted Time:
2021-05-28 18:00:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1567514 Intra-Cellular Therapies Inc. ITCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299430 D Christopher Alafi C/O Alafi Capital Company, Llc
8 Admiral Drive, Suite 324
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-27 8,482 $40.01 133,843 No 4 S Indirect Held by Christopher D Alafi Family Trust
Common Stock Disposition 2021-05-28 38,843 $40.12 95,000 No 4 S Indirect Held by Christopher D Alafi Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Christopher D Alafi Family Trust
No 4 S Indirect Held by Christopher D Alafi Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 346,795 Direct
Common Stock 4,743,770 Indirect Held by Alafi Capital Company, LLC
Common Stock 503,753 Indirect Held as Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.005 to $40.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
  6. Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.