Filing Details

Accession Number:
0001419536-21-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-28 15:09:57
Reporting Period:
2021-05-27
Accepted Time:
2021-05-28 15:09:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1419536 Capital Bancorp Inc CBNK National Commercial Banks (6021) 522083046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754082 Joshua Bernstein 2275 Research Blvd.
Suite 600
Rockville MD 20850
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-27 33,158 $22.14 171,242 No 4 S Indirect By SandBern Ventures, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By SandBern Ventures, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 324,000 Indirect By Norman Bernstein
Common Stock 303,200 Indirect By Bernstein Fund Limited Partnership
Common Stock 57,496 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $8.50 2017-12-31 2021-12-31 2,600 2,600 Direct
Common Stock Stock Options $12.38 2018-12-31 2022-12-31 9,600 9,600 Direct
Common Stock Stock Options $11.38 2019-12-31 2023-12-31 9,000 9,000 Direct
Common Stock Stock Options $14.54 2020-12-30 2024-12-30 7,000 7,000 Direct
Common Stock Stock Options $13.89 2021-12-31 2025-12-31 3,750 3,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-31 2,600 2,600 Direct
2022-12-31 9,600 9,600 Direct
2023-12-31 9,000 9,000 Direct
2024-12-30 7,000 7,000 Direct
2025-12-31 3,750 3,750 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $22.10 to $22.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.