Filing Details

Accession Number:
0001209191-21-036423
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-28 09:37:40
Reporting Period:
2021-05-27
Accepted Time:
2021-05-28 09:37:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943452 Westinghouse Air Brake Technologies Corp WAB Railroad Equipment (3743) 251615902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599216 Jr A John Mastalerz 30 Isabella St.
Pittsburgh PA 15212
Vp Fin., Corp. Controller, Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Direct Acquisiton 2021-05-27 333 $66.77 20,520 No 4 M Direct
Common Stock - Direct Acquisiton 2021-05-27 933 $70.64 21,453 No 4 M Direct
Common Stock - Direct Acquisiton 2021-05-27 1,050 $71.79 22,503 No 4 M Direct
Common Stock - Direct Acquisiton 2021-05-27 787 $61.33 23,290 No 4 M Direct
Common Stock - Direct Disposition 2021-05-27 3,103 $82.53 20,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Disposition 2021-05-27 787 $0.00 787 $61.33
Common Stock Non-Qualified Stock Option Disposition 2021-05-27 1,050 $0.00 1,050 $71.79
Common Stock Non-Qualified Stock Options Disposition 2021-05-27 933 $0.00 933 $70.64
Common Stock Non-Qualified Stock Option Disposition 2021-05-27 333 $0.00 333 $66.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-01 2026-02-09 No 4 M Direct
350 2022-03-01 2028-02-06 No 4 M Direct
467 2022-03-01 2029-03-06 No 4 M Direct
167 2022-03-01 2029-05-17 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.775 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Options vest 25% per year beginning March 1, 2019.
  3. Options vest 33.3% per year beginning March 1, 2020.