Filing Details

Accession Number:
0001062993-21-005056
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-27 12:33:30
Reporting Period:
2021-05-25
Accepted Time:
2021-05-27 12:33:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1707925 Linde Plc LIN Industrial Inorganic Chemicals (2810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757274 Sanjiv Lamba C/o Linde Plc
The Priestley Centre, 10 Priestley Road
Guildford, Surrey X0 GU2 7XY
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-05-25 3,052 $1.92 29,275 No 4 M Direct
Ordinary Shares Disposition 2021-05-25 21 $302.13 29,254 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (right to buy) Disposition 2021-05-25 3,052 $0.00 3,052 $1.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-06-01 2021-06-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Stock Units $0.00 3,895 3,895 Direct
Ordinary Shares Restricted Stock Units $0.00 3,090 3,090 Direct
Ordinary Shares Restricted Stock Units $0.00 686 686 Direct
Ordinary Shares Restricted Stock Units $0.00 3,590 3,590 Direct
Ordinary Shares Stock Option (right to buy) $253.68 2022-03-08 2031-03-08 40,995 40,995 Direct
Ordinary Shares Stock Option (right to buy) $173.13 2021-03-09 2030-03-09 37,565 37,565 Direct
Ordinary Shares Stock Option (right to buy) $1.92 2021-06-07 2022-06-07 2,840 2,840 Direct
Ordinary Shares Stock Option (right to buy) $176.63 2020-03-20 2029-03-20 40,470 40,470 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,895 3,895 Direct
3,090 3,090 Direct
686 686 Direct
3,590 3,590 Direct
2031-03-08 40,995 40,995 Direct
2030-03-09 37,565 37,565 Direct
2022-06-07 2,840 2,840 Direct
2029-03-20 40,470 40,470 Direct
Footnotes
  1. Ordinary Shares sold to pay exercise price; no other shares were sold. The reporting person held the 3,031 shares remaining from the option exercise.
  2. Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
  3. Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
  4. Restricted Stock Units ("RSUs") and stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA"). The RSUs and stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG that occurred on October 31, 2018. A more detailed explanation of these RSU and stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of Equity Awards" on pages 183-187.
  5. Restricted Stock Units that will vest in full and payout on or about June 7, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
  6. Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
  7. This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
  8. This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
  9. This option vests over three years in three consecutive equal annual installments beginning March 20, 2020.