Filing Details

Accession Number:
0001716837-21-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-26 18:51:51
Reporting Period:
2021-05-24
Accepted Time:
2021-05-26 18:51:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741111 Mai Fyfield C/O Roku, Inc.
1155 Coleman
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-05-24 307 $35.99 307 No 4 M Direct
Class A Common Stock Disposition 2021-05-24 307 $332.56 0 No 4 S Direct
Class A Common Stock Acquisiton 2021-05-24 1,481 $0.00 1,481 No 4 M Direct
Class A Common Stock Disposition 2021-05-25 447 $349.41 1,034 No 4 S Direct
Class A Common Stock Disposition 2021-05-26 1,034 $348.88 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2021-05-24 307 $35.99 307 $35.99
Class A Common Stock Restricted Stock Unit Disposition 2021-05-24 1,481 $0.00 1,481 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-05-23 No 4 M Direct
0 2021-05-24 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
  2. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
  3. This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.
  4. This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.