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Home > Insider Trading > Filing (0001493152-21-012901)

Filing Details

Accession Number:: 0001493152-21-012901
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-25 21:45:20
Reporting Period:: 2021-05-25

Accepted Time:: 2021-05-25 21:45:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1716166	Vivos Therapeutics Inc.	VVOS	Surgical & Medical Instruments & Apparatus (3841)	813224056

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835498	Kirk Ronald Huntsman	9137 S. Ridgeline Blvd, Suite 135 Highlands Ranch CO 80129	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-05-25	4,000	$5.38	5,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,749,000	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.65		2022-09-30	333,334	333,334	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-09-30	333,334	333,334	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.335 to $5.40.
Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
The option provides for vesting in five equal annual installments beginning on January 15, 2017.