Filing Details
- Accession Number:
- 0001731122-21-000941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-25 21:30:48
- Reporting Period:
- 2021-05-21
- Accepted Time:
- 2021-05-25 21:30:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314052 | Anavex Life Sciences Corp. | AVXL | Services-Commercial Physical & Biological Research (8731) | 208365999 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608022 | Elliot Favus | 51 W 52Nd Street 7Th Floor New York NY 10091 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-21 | 37,500 | $1.20 | 37,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 50,000 | $0.92 | 87,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 1,500 | $5.64 | 89,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 1,500 | $5.57 | 90,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 1,500 | $4.90 | 92,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 1,500 | $5.66 | 93,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 1,500 | $6.11 | 95,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-21 | 50,000 | $2.96 | 145,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-21 | 145,000 | $11.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 37,500 | $0.00 | 37,500 | $1.20 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 50,000 | $0.00 | 50,000 | $0.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 1,500 | $0.00 | 1,500 | $5.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 1,500 | $0.00 | 1,500 | $5.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 1,500 | $0.00 | 1,500 | $4.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 1,500 | $0.00 | 1,500 | $5.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 1,500 | $0.00 | 1,500 | $6.11 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-21 | 50,000 | $0.00 | 50,000 | $2.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-07 | 2024-05-07 | No | 4 | M | Direct |
| 0 | 2015-04-02 | 2025-04-02 | No | 4 | M | Direct |
| 0 | 2015-12-31 | 2025-09-30 | No | 4 | M | Direct |
| 0 | 2015-12-31 | 2025-12-31 | No | 4 | M | Direct |
| 0 | 2016-03-31 | 2026-03-31 | No | 4 | M | Direct |
| 0 | 2016-04-27 | 2026-04-27 | No | 4 | M | Direct |
| 0 | 2016-06-30 | 2026-06-30 | No | 4 | M | Direct |
| 0 | 2021-01-06 | 2030-01-06 | No | 4 | M | Direct |
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