Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-05-25 16:30:26
Reporting Period:
Accepted Time:
2021-05-25 16:30:26
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1580864 Vroom Inc. VRM Retail-Auto Dealers & Gasoline Stations (5500) 901112566
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637941 J. Paul Hennessy C/o Vroom, Inc.
1375 Broadway, Floor 11
New York NY 10018
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-21 50,000 $3.39 396,378 No 4 M Direct
Common Stock Disposition 2021-05-21 50,000 $44.10 346,378 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-05-21 50,000 $0.00 50,000 $3.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,251,062 2026-12-06 No 4 M Direct
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.295. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option is fully vested and exercisable.