Filing Details

Accession Number:
0000950103-21-007759
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 20:45:35
Reporting Period:
2021-05-20
Accepted Time:
2021-05-24 20:45:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344018 A Jack Pacheco C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 94560
Evp, Coo, Pres Smart Mem No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-05-20 7,500 $21.55 98,652 No 4 M Direct
Ordinary Shares Disposition 2021-05-20 6,300 $45.08 92,352 No 4 S Direct
Ordinary Shares Disposition 2021-05-20 1,200 $45.58 91,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2021-05-20 7,500 $0.00 7,500 $21.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
62,500 2029-01-22 No 4 M Direct
Footnotes
  1. The transaction reported herein was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
  2. This transaction was executed in multiple trades at prices ranging from $44.53 to $45.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $45.53 to $45.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. 25% of the option vested and became exercisable on 1/22/2020, and the remaining shares vest monthly over three years thereafter.