Filing Details
- Accession Number:
- 0001209191-21-035562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 20:19:39
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 20:19:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324991 | L James Tyree | C/O Chemocentryx, Inc. 835 Industrial Road, Suite 600 San Carlos CA 94070 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-21 | 4,660 | $0.00 | 17,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-21 | 2,454 | $9.76 | 15,275 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2021-05-20 | 7,726 | $0.00 | 7,726 | $0.00 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2021-05-20 | 4,504 | $0.00 | 4,504 | $10.06 |
| Common Stock | Restricted Stock Units | Disposition | 2021-05-21 | 4,660 | $0.00 | 4,660 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,726 | No | 4 | A | Direct | ||
| 4,504 | 2022-05-20 | 2031-05-20 | No | 4 | A | Direct |
| 0 | No | 4 | M | Direct |
Footnotes
- Shares were acquired upon vesting of restricted stock units awarded on May 21, 2020.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person to cover anticipated taxes due upon vesting of restricted stock unit shares.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $9.65 to $10.03 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of CCXI common stock.
- The restricted stock units awarded on May 20, 2021, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date. Shares will be delivered to the Reporting Person within thirty (30) days following vest date.
- The option granted on May 20, 2021, vests on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Company on such date.
- Not applicable.
- 100% of the restricted stock units vested on May 21, 2021. Vested shares will be delivered to the Reporting Person within thirty (30) days following vest date.
Billionaire Hedge Funds
