Filing Details

Accession Number:
0001179110-21-005833
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 18:01:32
Reporting Period:
2021-05-20
Accepted Time:
2021-05-24 18:01:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051627 Axt Inc AXTI Semiconductors & Related Devices (3674) 943031310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244065 J Leonard Leblanc 4281 Technolog Dr
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-20 6,726 $0.00 184,654 No 4 A Direct
Common Stock Disposition 2021-05-21 10,000 $9.86 174,654 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.