Filing Details
- Accession Number:
- 0001209191-21-035472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-24 17:42:45
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-05-24 17:42:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425153 | P Daniel Mcgahn | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-20 | 75,000 | $0.00 | 717,469 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-05-24 | 8,690 | $14.19 | 708,779 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,056 | Indirect | By 401(k) plan |
Footnotes
- The restricted stock award was granted on May 20, 2021. The award will vest as follows: (a) 10,000 shares will vest on May 20, 2022, 10,000 shares will vest on May 20, 2023, and 10,000 shares will vest on May 20, 2024, and (b) 45,000 shares will vest upon the achievement of specified performance objectives.
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on May 21, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- The sales were executed in multiple trades at prices ranging from $13.88-$14.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 708,779 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 8,056 shares indirectly through the company's 401(k) plan as of May 24, 2021.
Billionaire Hedge Funds
