Filing Details

Accession Number:
0000913760-21-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-24 17:18:13
Reporting Period:
2021-05-20
Accepted Time:
2021-05-24 17:18:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913760 Stonex Group Inc. SNEX Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 592921318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569789 Andrew Philip Smith 230 Park Avenue
10Th Floor
New York NY 10169
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2021-05-20 1,538 $25.91 133,010 No 4 M Direct
Common Disposition 2021-05-20 1,538 $70.25 131,472 No 4 S Direct
Common Acquisiton 2021-05-21 2,465 $25.91 133,937 No 4 M Direct
Common Disposition 2021-05-21 2,465 $70.25 131,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-05-20 1,538 $0.00 1,538 $25.91
Common Stock Stock Options Disposition 2021-05-21 2,465 $0.00 2,465 $25.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
142,465 2016-12-16 2021-12-16 No 4 M Direct
140,000 2016-12-16 2021-12-16 No 4 M Direct
Footnotes
  1. All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.