Home > Insider Trading > Filing (0000899243-21-020407)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1704711	Funko Inc.	FNKO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1501098	D Tracy Daw	C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2020-04-09	431	$3.56	5,888	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-05-20	30,000	$12.00	35,888	No	4	M	Direct
Class A Common Stock	Disposition	2021-05-20	30,000	$24.59	5,888	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	OPTION TO PURCHASE CLASS A COMMON STOCK	Disposition	2021-05-20	30,000	$0.00	30,000	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
73,000		2027-10-31	No	4	M	Direct

Footnotes

Shares were sold to cover taxes upon the vesting of restricted stock units on April 8, 2020.
The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $24.75, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The Option vested and became exercisable with respect to twenty-five percent (25%) of the shares subject thereto on the first anniversary of November 1, 2017 (the "Pricing Date"), and the remaining 75% of the shares subject to the Option have vested or will vest in thirty-six (36) equal installments on each monthly anniversary following the first anniversary of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.