Filing Details

Accession Number:
0001104659-21-070497
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-21 16:20:30
Reporting Period:
2021-05-21
Accepted Time:
2021-05-21 16:20:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Cohen & Co Inc. COHN Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478645 Douglas Listman C/o Cohen & Co Inc.,
2929 Arch Street, Suite 1703
Philadelphia PA 19104-2870
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-21 7,200 $24.53 6,307 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-21 1,307 $25.56 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $25.17, inclusive. The reporting person undertakes to provide to Cohen & Company Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.18 to $25.72, inclusive.