Filing Details

Accession Number:
0001181431-11-026654
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-03 15:48:42
Reporting Period:
2011-05-02
Filing Date:
2011-05-03
Accepted Time:
2011-05-03 15:48:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1398006 Oak Ridge Financial Services Inc. BKOR National Commercial Banks (6021) 208550086
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418384 W Thomas Wayne Po Box 2
Oak Ridge NC 27310
Sr. Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-02 900 $4.24 5,900 No 4 P Indirect IRA
Common Stock Acquisiton 2011-05-02 280 $4.25 6,180 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
No 4 P Indirect IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2010-08-18 4,000 $4.82 4,000 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,569 2011-08-19 2020-08-18 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,989 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $8.80 2005-12-20 2011-04-30 625 625 Direct
Common Stock Stock Option $10.40 2005-12-20 2013-03-19 6,250 6,875 Direct
Common Stock Stock Option $10.00 2005-12-20 2013-08-19 7,063 13,938 Direct
Common Stock Stock Option $10.00 2005-12-20 2014-08-18 14,375 28,313 Direct
Common Stock Stock Option $11.00 2005-12-20 2015-12-21 2,256 30,569 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-30 625 625 Direct
2013-03-19 6,250 6,875 Direct
2013-08-19 7,063 13,938 Direct
2014-08-18 14,375 28,313 Direct
2015-12-21 2,256 30,569 Direct
Footnotes
  1. The stock options granted on August 18, 2010, vest over a five year period with the first 20% vesting on August 19, 2011 and the remaining 80% vesting over the next four years, with the last 205 vesting on august 19, 2015.