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Home > Insider Trading > Filing (0000913760-21-000097)

Filing Details

Accession Number:: 0000913760-21-000097
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2021-05-20 21:34:58
Reporting Period:: 2020-09-30

Accepted Time:: 2021-05-20 21:34:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
913760	Stonex Group Inc.	SNEX	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	592921318

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1208362	Michael Sean Oconnor	230 Park Avenue 10Th Floor New York NY 10169	Ceo/President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-05-14	35	$25.91	324,950	No	5	M	Direct
Common Stock	Disposition	2021-05-14	26	$70.00	324,924	No	5	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	M	Direct
No	5	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Options	Disposition	2021-05-14	35	$0.00	35	$25.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
326,208	2016-12-16	2021-12-16	No	5	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	61,290	Indirect	By Trust
Common Stock	780,434	Indirect	Darseaker Limited

Footnotes

All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.