Filing Details

Accession Number:
0001443984-21-000195
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-20 15:40:36
Reporting Period:
2021-05-18
Accepted Time:
2021-05-20 15:40:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180171 James Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-05-18 66,647 $42.60 140,361 No 4 M Direct
Common Shares Disposition 2021-05-18 5,800 $222.81 134,561 No 4 S Direct
Common Shares Disposition 2021-05-18 20,803 $223.41 113,758 No 4 S Direct
Common Shares Disposition 2021-05-18 21,931 $224.49 91,827 No 4 S Direct
Common Shares Disposition 2021-05-18 5,946 $225.24 85,881 No 4 S Direct
Common Shares Disposition 2021-05-18 4,131 $226.54 81,750 No 4 S Direct
Common Shares Disposition 2021-05-18 4,516 $227.59 77,234 No 4 S Direct
Common Shares Disposition 2021-05-18 2,820 $228.25 74,414 No 4 S Direct
Common Shares Disposition 2021-05-18 700 $229.36 73,714 No 4 S Direct
Common Shares Acquisiton 2021-05-19 11,123 $42.60 84,837 No 4 M Direct
Common Shares Disposition 2021-05-19 246 $213.91 84,591 No 4 S Direct
Common Shares Disposition 2021-05-19 925 $215.40 83,666 No 4 S Direct
Common Shares Disposition 2021-05-19 1,000 $216.57 82,666 No 4 S Direct
Common Shares Disposition 2021-05-19 2,700 $217.61 79,966 No 4 S Direct
Common Shares Disposition 2021-05-19 5,454 $218.44 74,512 No 4 S Direct
Common Shares Disposition 2021-05-19 798 $219.26 73,714 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2021-05-18 66,647 $0.00 66,647 $42.60
Common Shares Stock Option (right to buy) Disposition 2021-05-19 11,123 $0.00 11,123 $42.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,123 2020-09-24 2022-01-19 No 4 M Direct
0 2020-09-24 2022-01-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 23,874 Indirect By 401(K) Plan
Common Shares 1,814,791 Indirect HPLP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.40 to $222.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.00 to $223.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.00 to $224.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.00 to $225.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.095 to $226.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.02 to $227.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.00 to $228.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.30 to $229.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.68 to $214.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.00 to $215.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10).
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.03 to $216.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11).
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.03 to $217.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12).
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.00 to $218.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13).
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.06 to $219.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14).
  15. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.