Filing Details
- Accession Number:
- 0001654954-21-006068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-20 09:13:27
- Reporting Period:
- 2021-02-04
- Accepted Time:
- 2021-05-20 09:13:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31107 | Eastern Co | EML | Cutlery, Handtools & General Hardware (3420) | 060330020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1663158 | M. August Vlak | 112 Bridge Street Naugatuck CT 06770 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-02-04 | 38 | $24.51 | 19,202 | No | 4 | L | Direct | |
| Class A Common Stock | Acquisiton | 2021-03-05 | 34 | $26.82 | 19,236 | No | 4 | L | Direct | |
| Class A Common Stock | Acquisiton | 2021-03-15 | 8 | $26.51 | 19,244 | No | 5 | P | Direct | |
| Class A Common Stock | Acquisiton | 2021-04-06 | 42 | $27.51 | 19,286 | No | 4 | L | Direct | |
| Class A Common Stock | Acquisiton | 2021-05-05 | 31 | $29.29 | 19,317 | No | 4 | L | Direct | |
| Class A Common Stock | Acquisiton | 2021-05-10 | 16,667 | $19.10 | 35,984 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-05-10 | 13,062 | $31.21 | 22,922 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 5 | P | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2021-05-10 | 16,667 | $0.00 | 16,667 | $19.10 |
| Common Stock | Stock Appreciation Rights | Acquisiton | 2021-04-27 | 20,000 | $0.00 | 20,000 | $24.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-01 | 2022-03-02 | No | 4 | M | Direct |
| 20,000 | 2021-02-01 | 2023-02-07 | No | 4 | A | Direct |
Footnotes
- Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
- Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
- The reporting person received 3,605 shares of common stock upon the net exercise of 16,667 stock appreciation rights (SARs). A total of 13,062 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.
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