Filing Details

Accession Number:
0001654954-21-006066
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-20 09:00:15
Reporting Period:
2021-02-04
Accepted Time:
2021-05-20 09:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187212 Iii L John Sullivan 112 Bridge Street
Naugatuck CT 06770
Vice President & Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-02-04 8 $24.51 31,097 No 4 L Direct
Class A Common Stock Acquisiton 2021-03-05 7 $26.82 31,104 No 4 L Direct
Class A Common Stock Acquisiton 2021-03-15 104 $26.51 31,208 No 5 P Direct
Class A Common Stock Acquisiton 2021-04-06 9 $27.51 31,217 No 4 L Direct
Class A Common Stock Acquisiton 2021-05-05 7 $29.29 31,224 No 4 L Direct
Class A Common Stock Acquisiton 2021-05-10 8,333 $19.10 39,557 No 4 M Direct
Class A Common Stock Disposition 2021-05-10 5,100 $31.21 34,457 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 L Direct
No 5 P Direct
No 4 L Direct
No 4 L Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2021-05-10 8,333 $0.00 8,333 $19.10
Common Stock Stock Appreciation Rights Acquisiton 2021-04-27 10,000 $0.00 10,000 $24.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-01 2022-03-02 No 4 M Direct
10,000 2021-02-01 2023-02-07 No 4 A Direct
Footnotes
  1. Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.
  2. Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
  3. The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.