Filing Details

Accession Number:
0001437749-21-012849
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-20 06:10:21
Reporting Period:
2021-05-18
Accepted Time:
2021-05-20 06:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
787253 Natural Alternatives International Inc NAII Medicinal Chemicals & Botanical Products (2833) 841007839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1063480 E Joe Davis 1535 Faraday Avenue
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-18 10,000 $3.52 119,296 No 4 M Direct
Common Stock Disposition 2021-05-18 2,410 $14.61 116,886 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2021-05-18 10,000 $0.00 10,000 $3.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-13 2021-06-12 No 4 M Direct
Footnotes
  1. Represents the outside director's net exercise of an Option for 10,000 shares. A net exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this net exercise, the Reporting Person surrendered 2,410 shares underlying the option and acquired ownership of an additional 7590 shares of common stock.
  2. The exercise price of the stock option.
  3. The shares were valued for determination of the exercise consideration at the closing price of the shares on Nasdaq on the day before exercise.