Filing Details

Accession Number:
0000921895-21-001430
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-19 21:05:30
Reporting Period:
2021-05-17
Accepted Time:
2021-05-19 21:05:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849399 Nortonlifelock Inc. NLOK Services-Prepackaged Software (7372) 770181864
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410600 A Peter Feld 777 Third Avenue, 18Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2021-05-18 144,302 $26.44 8,131,128 No 4 S Indirect By Starboard Value and Opportunity Master Fund Ltd
Common Stock, $0.01 Par Value Disposition 2021-05-18 96,201 $26.53 8,034,927 No 4 S Indirect By Starboard Value and Opportunity Master Fund Ltd
Common Stock, $0.01 Par Value Disposition 2021-05-18 25,938 $26.44 1,461,607 No 4 S Indirect By Starboard Value and Opportunity S LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 17,293 $26.53 1,444,314 No 4 S Indirect By Starboard Value and Opportunity S LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 14,868 $26.44 837,800 No 4 S Indirect By Starboard Value and Opportunity C LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 9,912 $26.53 827,888 No 4 S Indirect By Starboard Value and Opportunity C LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 10,829 $26.44 731,322 No 4 S Indirect By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 2,113 $26.44 729,209 No 4 S Indirect By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 7,219 $26.53 721,990 No 4 S Indirect By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 1,408 $26.53 720,582 No 4 S Indirect By Starboard Leaders Tango LLC
Common Stock, $0.01 Par Value Disposition 2021-05-18 17,371 $26.44 978,849 No 4 S Indirect By Starboard Leaders Select VI LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 11,581 $26.53 967,268 No 4 S Indirect By Starboard Leaders Select VI LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 14,336 $26.44 807,828 No 4 S Indirect By Starboard Value and Opportunity Master Fund L LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 9,558 $26.53 798,270 No 4 S Indirect By Starboard Value and Opportunity Master Fund L LP
Common Stock, $0.01 Par Value Disposition 2021-05-18 20,369 $26.44 1,147,742 No 4 S Indirect By Starboard X Master Fund Ltd
Common Stock, $0.01 Par Value Disposition 2021-05-18 13,579 $26.53 1,134,163 No 4 S Indirect By Starboard X Master Fund Ltd
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Starboard Value and Opportunity Master Fund Ltd
No 4 S Indirect By Starboard Value and Opportunity Master Fund Ltd
No 4 S Indirect By Starboard Value and Opportunity S LLC
No 4 S Indirect By Starboard Value and Opportunity S LLC
No 4 S Indirect By Starboard Value and Opportunity C LP
No 4 S Indirect By Starboard Value and Opportunity C LP
No 4 S Indirect By Starboard Leaders Tango LLC
No 4 S Indirect By Starboard Leaders Tango LLC
No 4 S Indirect By Starboard Leaders Tango LLC
No 4 S Indirect By Starboard Leaders Tango LLC
No 4 S Indirect By Starboard Leaders Select VI LP
No 4 S Indirect By Starboard Leaders Select VI LP
No 4 S Indirect By Starboard Value and Opportunity Master Fund L LP
No 4 S Indirect By Starboard Value and Opportunity Master Fund L LP
No 4 S Indirect By Starboard X Master Fund Ltd
No 4 S Indirect By Starboard X Master Fund Ltd
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 2,777,042 Indirect By Managed Accounts of Starboard Value LP
Common Stock, $0.01 Par Value 52,226 Direct
Footnotes
  1. Due to the Securities and Exchange Commission's electronic filing system limitation of thirty line items on Table I, this Form 4 filing is part two of two reporting transactions that were executed on May 17, 2021 and May 18, 2021.
  2. Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  3. Securities owned directly by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  4. Securities owned directly by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  5. Securities owned directly by Starboard Leaders Tango LLC ("Starboard Tango LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Tango LLC, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Tango LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  6. Securities owned directly by Starboard Leaders Select VI LP ("Starboard Select VI LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Select VI LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Select VI LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  7. Securities owned directly by Starboard Value and Opportunity Master Fund L LP ("Starboard L Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard L Master, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard L Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  8. Securities beneficially owned by Starboard X Master Fund Ltd ("Starboard X Master"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard X Master, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard X Master for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  9. Securities held in certain accounts managed by Starboard Value LP (the "Starboard Value LP Accounts"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Starboard Value LP Accounts for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.