Filing Details

Accession Number:
0001209191-21-034048
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-19 17:09:44
Reporting Period:
2021-05-17
Accepted Time:
2021-05-19 17:09:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512673 Square Inc. SQ Services-Prepackaged Software (7372) 800429876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590945 Jack Dorsey 1455 Market Street
Suite 600
San Francisco CA 94103
President, Ceo & Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-05-17 100,000 $0.00 100,000 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 17,100 $199.39 82,900 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 10,989 $200.43 71,911 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 19,083 $201.16 52,828 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 13,292 $202.40 39,536 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 23,986 $203.30 15,550 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 8,300 $204.13 7,250 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2021-05-17 7,250 $205.00 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-05-17 100,000 $0.00 100,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,763,992 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 12,080,574 12,080,574 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
12,080,574 12,080,574 Indirect
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.
  2. The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.
  4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $198.84 to $199.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $199.84 to $200.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $200.84 to $201.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $201.84 to $202.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $202.84 to $203.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.84 to $204.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $204.96 to $205.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  12. The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member.