Filing Details
- Accession Number:
- 0001562180-21-003599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-19 16:05:50
- Reporting Period:
- 2021-05-18
- Accepted Time:
- 2021-05-19 16:05:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1605452 | David R Rosato | People'S United Bank, N.a. 850 Main Street Bridgeport CT 06604 | Sr Evp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-18 | 15,209 | $12.65 | 144,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-18 | 15,209 | $19.47 | 128,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2021-05-18 | 15,209 | $0.00 | 15,209 | $12.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 355 | Indirect | IRA f/b/o Dana Rosato |
| Common Stock | 120 | Indirect | IRA f/b/o Kevin Rosato |
| Series A Nonconvertible Perpetual Preferred Stock | 3,232 | Direct |
Footnotes
- Includes 4,897 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 56 shares acquired through dividend reinvestment). Information based on 3/31/21 Plan statement.
- Exercisable on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%).
Billionaire Hedge Funds
