Filing Details

Accession Number:
0001104659-21-069027
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 21:27:45
Reporting Period:
2021-05-14
Accepted Time:
2021-05-18 21:27:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399520 One Group Hospitality Inc. STKS Retail-Eating Places (5812) 141961545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581001 Jonathan Segal 1624 Market St.
Suite 311
Denver CO 80202
Director, Business Development Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-14 10,690 $10.81 4,374,137 No 4 S Direct
Common Stock Disposition 2021-05-17 13,632 $11.23 4,360,505 No 4 S Direct
Common Stock Acquisiton 2021-05-17 5,500 $2.73 4,366,005 No 4 M Direct
Common Stock Disposition 2021-05-17 5,500 $11.56 4,360,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2021-05-17 5,500 $2.73 5,500 $2.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
494,500 2021-03-31 2026-04-07 No 4 M Direct
Footnotes
  1. Reflects shares sold for tax liability upon the vesting of restricted stock units.
  2. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.20 to $11.88, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
  3. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.00 to $11.59, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
  4. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.69, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.