Filing Details

Accession Number:
0001773383-21-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 18:36:06
Reporting Period:
2021-05-15
Accepted Time:
2021-05-18 18:36:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1773383 Dynatrace Inc. DT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258772 John Siclen Van C/O Dynatrace, Inc.
1601 Trapelo Road, Suite 116
Waltham MA 02451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-15 59,300 $0.00 756,376 No 4 A Direct
Common Stock Disposition 2021-05-17 14,896 $44.87 741,480 No 4 S Direct
Common Stock Disposition 2021-05-17 2,360 $45.10 739,120 No 4 S Direct
Common Stock Disposition 2021-05-17 52,640 $46.33 686,480 No 4 S Direct
Common Stock Disposition 2021-05-18 64,000 $48.00 374,025 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,645 Indirect See Footnote
Footnotes
  1. Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2021. Each RSU represents the right to receive one share of Common Stock, 25% of which shall vest on May 15, 2022, with the remainder vesting in 12 equal quarterly installments thereafter.
  2. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
  3. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.8681 to $44.8685, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
  5. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.82 to $45.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  6. The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.83 to $46.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  7. Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  8. Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.