Filing Details

Accession Number:
0001104659-21-068593
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 09:57:08
Reporting Period:
2021-05-14
Accepted Time:
2021-05-18 09:57:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538263 Hometrust Bancshares Inc. HTBI Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553051 Hunter Westbrook Hometrust Bancshares, Inc.
10 Woodfin Street
Asheville NC 28801
Sevp, Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-14 1,207 $14.37 63,402 No 4 M Direct
Common Stock Disposition 2021-05-14 1,207 $28.50 62,195 No 4 S Direct
Common Stock Acquisiton 2021-05-17 3,793 $14.37 65,988 No 4 M Direct
Common Stock Disposition 2021-05-17 3,793 $28.50 62,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2021-05-14 1,207 $0.00 1,207 $14.37
Common Stock Stock Option Disposition 2021-05-17 3,793 $0.00 3,793 $14.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,427 2023-02-11 No 4 M Direct
66,634 2023-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,971 Indirect By KSOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $26.00 2028-02-11 40,000 40,000 Direct
Common Stock Stock Option $24.95 2027-02-11 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-02-11 40,000 40,000 Direct
2027-02-11 20,000 20,000 Direct
Footnotes
  1. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
  2. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.