Filing Details

Accession Number:
0001209191-21-033283
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-05-17 18:20:16
Reporting Period:
2021-05-14
Accepted Time:
2021-05-17 18:20:16
Original Submission Date:
2021-05-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Services-Prepackaged Software (7372) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1324812 A Robert Eckel C/O Aware, Inc.
40 Middlesex Turnpike
Bedford MA 01730
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-14 10,000 $3.51 153,422 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $4.73 2031-02-23 1,250,000 1,250,000 Direct
Common Stock Stock Option (right to buy) $4.50 2029-09-19 50,000 50,000 Direct
Common Stock Stock Option (right to buy) $5.50 2029-09-19 50,000 50,000 Direct
Common Stock Stock Option (right to buy) $6.50 2029-09-19 50,000 50,000 Direct
Common Stock Stock Option (right to buy) $7.50 2029-09-19 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-02-23 1,250,000 1,250,000 Direct
2029-09-19 50,000 50,000 Direct
2029-09-19 50,000 50,000 Direct
2029-09-19 50,000 50,000 Direct
2029-09-19 50,000 50,000 Direct
Footnotes
  1. Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
  2. Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.