Filing Details

Accession Number:
0001127602-21-017085
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 18:07:13
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 18:07:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229109 Mariner J Kemper 1010 Grand Blvd.
Kansas City MO 64106
Chairman And Ceo Yes Yes No No
Transaction Summary
Sold: 4,925 shares Avg. Price: $98.28 Total Value: $484,052.41
Number of Shares After Transactions: 202,960 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-13 9,318 $47.68 207,885 No 4 M Direct
Common Stock Disposition 2021-05-13 100 $98.40 207,785 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.39 207,685 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.38 207,585 No 4 S Direct
Common Stock Disposition 2021-05-13 500 $98.37 207,085 No 4 S Direct
Common Stock Disposition 2021-05-13 192 $98.36 206,893 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.35 206,793 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.33 206,693 No 4 S Direct
Common Stock Disposition 2021-05-13 938 $98.32 205,755 No 4 S Direct
Common Stock Disposition 2021-05-13 88 $98.31 205,667 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.30 205,567 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.29 205,467 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.28 205,367 No 4 S Direct
Common Stock Disposition 2021-05-13 400 $98.27 204,967 No 4 S Direct
Common Stock Disposition 2021-05-13 510 $98.26 204,457 No 4 S Direct
Common Stock Disposition 2021-05-13 397 $98.25 204,060 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.23 203,960 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.22 203,860 No 4 S Direct
Common Stock Disposition 2021-05-13 200 $98.20 203,660 No 4 S Direct
Common Stock Disposition 2021-05-13 100 $98.19 203,560 No 4 S Direct
Common Stock Disposition 2021-05-13 300 $98.18 203,260 No 4 S Direct
Common Stock Disposition 2021-05-13 300 $98.17 202,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-05-13 9,318 $0.00 9,318 $47.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,175 2018-02-05 2026-02-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Daughter - Custodial Brokerage Account
Common Stock 2,103 Indirect By Esop
Common Stock 1,000 Indirect By Son - Custodial Brokerage Account
Common Stock 53,800 Indirect By Trust - TUW RC Kemper For John Mariner
Common Stock 12,558 Indirect By Trust: Mary S Hunt Trust
Common Stock 290,397 Indirect Held by Kemper Realty
Common Stock 395,989 Indirect Held by Pioneer Service Corporation
Common Stock 2,023,836 Indirect By Trust - RC Kemper Irrevocable Trust
Footnotes
  1. Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.