Filing Details

Accession Number:
0001127602-21-017077
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 17:54:15
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 17:54:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671013 Cardtronics Plc CATM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186807 H Edward West 2050 W Sam Houston Parkway S
Suite #1300
Houston TX 77042
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-13 900 $31.99 529,431 No 4 M Direct
Common Stock Disposition 2021-05-13 900 $38.92 528,531 No 4 S Direct
Common Stock Acquisiton 2021-05-14 724 $31.99 529,255 No 4 M Direct
Common Stock Disposition 2021-05-14 724 $38.92 528,531 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-05-13 900 $0.00 900 $31.99
Common Stock Stock Options Disposition 2021-05-14 724 $0.00 724 $31.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,631 2029-03-14 No 4 M Direct
66,907 2029-03-14 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $22.31 2028-03-30 114,544 114,544 Direct
Common Stock Stock Options $20.92 2030-03-31 118,974 118,974 Direct
Common Stock Restricted Stock Units $0.00 91,116 91,116 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-03-30 114,544 114,544 Direct
2030-03-31 118,974 118,974 Direct
91,116 91,116 Direct
Footnotes
  1. Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
  2. Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.
  3. Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.
  4. Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.
  5. Each Restricted Stock Unit represents a contingent right to receive one common share of the Issuer's Common Stock and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock in accordance with the vesting terms of the underlying Restricted Stock Unit Agreements.